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CARMEL CAPITAL MANAGEMENT L.L.C.

CARMEL, CA · CRD 120675 · IAPD ↗ · carmelcapital.com · 831-625-1375

$392.0MRegulatory AUM
6Advisory reps
6Employees
0Clients
1-10Planning clients
0Private funds
1States
4Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
March 2026 — CARMEL CAPITAL MANAGEMENT L.L.C. reported RAUM up 26% ($310.7M -> $392.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
63
February 2025 — CARMEL CAPITAL MANAGEMENT L.L.C. reported RAUM up 26% ($246.3M -> $310.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
60
March 2024 — CARMEL CAPITAL MANAGEMENT L.L.C. reported RAUM up 26% ($195.0M -> $246.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
March 2024 — CARMEL CAPITAL MANAGEMENT L.L.C. now reports custody of client assets ($9.6M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.