← Tributary

FINANCIAL NAVIGATORS INC.

· CRD 134873 · IAPD ↗ · 978-952-6800

$182.2MRegulatory AUM
6Advisory reps
6Employees
1078Clients
1-10Planning clients
0Private funds
10States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
January 2025 — FINANCIAL NAVIGATORS INC. (location n/a) left the SEC roster (was $182.2M RAUM, 6 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
50
March 2024 — FINANCIAL NAVIGATORS INC. added office(s): 5 -> 7 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
67
March 2024 — FINANCIAL NAVIGATORS INC. grew from 4 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.