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BAKER TILLY WEALTH MANAGEMENT, LLC

MADISON, WI · CRD 167811 · IAPD ↗ · bakertilly.com · 833-761-0673

$5.19BRegulatory AUM
21Advisory reps
31Employees
4Clients
251-500Planning clients
0Private funds
27States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
September 2026 — BAKER TILLY WEALTH MANAGEMENT, LLC now reports custody of client assets ($117.7M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
47
February 2026 — BAKER TILLY WEALTH MANAGEMENT, LLC notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
76
December 2025 — BAKER TILLY WEALTH MANAGEMENT, LLC grew from 15 to 21 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
August 2025 — BAKER TILLY WEALTH MANAGEMENT, LLC notice-filed in TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
69
August 2025 — BAKER TILLY WEALTH MANAGEMENT, LLC reports More than 500 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
47
April 2025 — BAKER TILLY WEALTH MANAGEMENT, LLC notice-filed in WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
January 2025 — BAKER TILLY WEALTH MANAGEMENT, LLC notice-filed in MT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
July 2024 — BAKER TILLY WEALTH MANAGEMENT, LLC shrank from 22 to 16 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
March 2024 — BAKER TILLY WEALTH MANAGEMENT, LLC notice-filed in CO, GA, IL, MD, ME, NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.