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BALANCED WEALTH GROUP LLC

WESTLAKE, OH · CRD 328007 · IAPD ↗ · (440) 871-6501

$494.1MRegulatory AUM
5Advisory reps
12Employees
14Clients
251-500Planning clients
0Private funds
11States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
December 2025 — BALANCED WEALTH GROUP LLC notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
March 2025 — BALANCED WEALTH GROUP LLC notice-filed in SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
March 2025 — BALANCED WEALTH GROUP LLC reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
47
January 2025 — BALANCED WEALTH GROUP LLC notice-filed in CA, TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
September 2024 — BALANCED WEALTH GROUP LLC notice-filed in PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
March 2024 — BALANCED WEALTH GROUP LLC notice-filed in CO, FL, MI, NC, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
March 2024 — BALANCED WEALTH GROUP LLC began participating in a wrap-fee program.
Firm began participating in a wrap-fee program (Item 5I(1)).
Portfolio / reporting / TAMPCompliance
68
March 2024 — BALANCED WEALTH GROUP LLC now reports custody of client assets ($12.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
73
March 2024 — BALANCED WEALTH GROUP LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
73
March 2024 — BALANCED WEALTH GROUP LLC reports 101-250 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.