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COLORADO WEALTH GROUP LLC

DENVER, CO · CRD 310024 · IAPD ↗ · coloradowealthgroup.com · 720-729-2500

$235.3MRegulatory AUM
6Advisory reps
11Employees
0Clients
251-500Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
April 2026 — COLORADO WEALTH GROUP LLC (DENVER, CO) left the SEC roster (was $235.3M RAUM, 6 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
50
July 2025 — COLORADO WEALTH GROUP LLC shrank from 9 to 6 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
58
March 2025 — COLORADO WEALTH GROUP LLC reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
61
March 2025 — COLORADO WEALTH GROUP LLC reported RAUM up 34% ($175.8M -> $235.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
November 2024 — COLORADO WEALTH GROUP LLC notice-filed in VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
June 2024 — COLORADO WEALTH GROUP LLC notice-filed in KY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
March 2024 — COLORADO WEALTH GROUP LLC reports 101-250 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
64
March 2024 — COLORADO WEALTH GROUP LLC reported RAUM up 48% ($119.0M -> $175.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
March 2024 — COLORADO WEALTH GROUP LLC now reports custody of client assets ($5.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
67
March 2024 — COLORADO WEALTH GROUP LLC grew from 7 to 9 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.