← Tributary

ROCKPORT WEALTH ADVISORS

FAIRVIEW PARK, OH · CRD 297122 · IAPD ↗ · jarnoldwealth.com · (216) 226-4560

$676.4MRegulatory AUM
8Advisory reps
15Employees
6Clients
1-10Planning clients
0Private funds
14States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

51
April 2026 — ROCKPORT WEALTH ADVISORS notice-filed in LA, NY, TN, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
October 2024 — ROCKPORT WEALTH ADVISORS crossed $500M in regulatory AUM ($143.7M -> $513.7M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
46
March 2024 — ROCKPORT WEALTH ADVISORS notice-filed in KY, NC, PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
March 2024 — ROCKPORT WEALTH ADVISORS added office(s): 4 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
60
March 2024 — ROCKPORT WEALTH ADVISORS began participating in a wrap-fee program.
Firm began participating in a wrap-fee program (Item 5I(1)).
Portfolio / reporting / TAMPCompliance
67
March 2024 — ROCKPORT WEALTH ADVISORS grew from 7 to 9 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
42
February 2024 — ROCKPORT WEALTH ADVISORS notice-filed in SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
February 2024 — ROCKPORT WEALTH ADVISORS added office(s): 3 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.