← Tributary

SUMMIT FINANCIAL

HUNT VALLEY, MD · CRD 281050 · IAPD ↗ · 410-584-9600

$255.0MRegulatory AUM
6Advisory reps
8Employees
0Clients
51-100Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
December 2025 — SUMMIT FINANCIAL (HUNT VALLEY, MD) left the SEC roster (was $255.0M RAUM, 6 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
53
June 2025 — SUMMIT FINANCIAL added office(s): 0 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
53
March 2025 — SUMMIT FINANCIAL shrank from 8 to 6 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
63
March 2025 — SUMMIT FINANCIAL reported RAUM up 30% ($196.5M -> $255.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
60
March 2024 — SUMMIT FINANCIAL reported RAUM up 28% ($153.8M -> $196.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
67
March 2024 — SUMMIT FINANCIAL grew from 6 to 8 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.