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WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC

WESTLAKE VILLAGE, CA · CRD 324173 · IAPD ↗ · 626-689-7181

$342.8MRegulatory AUM
4Advisory reps
10Employees
287Clients
0Planning clients
0Private funds
11States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
October 2026 — WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC added office(s): 4 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
63
April 2026 — WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC reported RAUM up 30% ($263.9M -> $342.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
44
August 2024 — WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC notice-filed in FL, MA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
August 2024 — WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC added office(s): 4 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
25
March 2024 — WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC changed its website from williamsnovackwm.com to williamsnovakwm.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
44
March 2024 — WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC notice-filed in OK, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
March 2024 — WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC added office(s): 3 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.