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TRITONPOINT WEALTH, LLC

CHEVY CHASE, MD · CRD 328398 · IAPD ↗ · (301) 799-9001

$1.55BRegulatory AUM
6Advisory reps
15Employees
0Clients
0Planning clients
0Private funds
21States
3Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — TRITONPOINT WEALTH, LLC shrank from 9 to 6 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
53
April 2025 — TRITONPOINT WEALTH, LLC notice-filed in CO, IL, NE, NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2025 — TRITONPOINT WEALTH, LLC's Item 11 disclosure-reporting entries rose by 3 (0 -> 3).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
73
April 2025 — TRITONPOINT WEALTH, LLC grew from 6 to 9 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
70
March 2024 — TRITONPOINT WEALTH, LLC now reports custody of client assets ($371.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
75
March 2024 — TRITONPOINT WEALTH, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.