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FOREST CAPITAL MANAGEMENT, LLC

CHICAGO, IL · CRD 171659 · IAPD ↗ · 312-809-6010

$3.75BRegulatory AUM
8Advisory reps
11Employees
0Clients
n/aPlanning clients
0Private funds
5States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

40
April 2026 — FOREST CAPITAL MANAGEMENT, LLC moved its main office from NAPLES, FL to CHICAGO, IL.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
37
February 2026 — FOREST CAPITAL MANAGEMENT, LLC notice-filed in LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
February 2026 — FOREST CAPITAL MANAGEMENT, LLC added office(s): 3 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
February 2026 — FOREST CAPITAL MANAGEMENT, LLC reported RAUM up 28% ($2.92B -> $3.75B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
62
February 2026 — FOREST CAPITAL MANAGEMENT, LLC grew from 6 to 8 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
37
March 2025 — FOREST CAPITAL MANAGEMENT, LLC notice-filed in AZ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
March 2025 — FOREST CAPITAL MANAGEMENT, LLC reported RAUM up 44% ($2.03B -> $2.92B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
45
March 2024 — FOREST CAPITAL MANAGEMENT, LLC added office(s): 3 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
March 2024 — FOREST CAPITAL MANAGEMENT, LLC reported RAUM up 30% ($1.57B -> $2.03B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
62
March 2024 — FOREST CAPITAL MANAGEMENT, LLC grew from 5 to 7 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.