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MONTGOMERY FINANCIAL

OCEAN CITY, MD · CRD 170024 · IAPD ↗ · 410-208-1004

$229.8MRegulatory AUM
4Advisory reps
6Employees
0Clients
0Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

64
March 2025 — MONTGOMERY FINANCIAL reported RAUM up 48% ($112.9M -> $167.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
95
March 2024 — MONTGOMERY FINANCIAL (OCEAN CITY, MD) is newly SEC-registered with $112.9M RAUM and 4 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.