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ROCKLINE WEALTH MANAGEMENT LLC

ISLIP TERRACE, NY · CRD 324004 · IAPD ↗ · 516-605-1624

$749.6MRegulatory AUM
4Advisory reps
4Employees
0Clients
0Planning clients
0Private funds
13States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
October 2026 — ROCKLINE WEALTH MANAGEMENT LLC notice-filed in PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
February 2025 — ROCKLINE WEALTH MANAGEMENT LLC notice-filed in DE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
48
February 2025 — ROCKLINE WEALTH MANAGEMENT LLC moved its main office from PLAINVIEW, NY to ISLIP TERRACE, NY.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
70
February 2025 — ROCKLINE WEALTH MANAGEMENT LLC crossed $500M in regulatory AUM ($477.5M -> $631.7M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
47
July 2024 — ROCKLINE WEALTH MANAGEMENT LLC notice-filed in MA, NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
49
March 2024 — ROCKLINE WEALTH MANAGEMENT LLC notice-filed in CO, CT, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.