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AMBER INFRASTRUCTURE INVESTMENT ADVISOR LLC

NEW YORK, NY · CRD 328406 · IAPD ↗ · 216-771-3450

$186.2MRegulatory AUM
7Advisory reps
33Employees
0Clients
n/aPlanning clients
0Private funds
1States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

40
April 2026 — AMBER INFRASTRUCTURE INVESTMENT ADVISOR LLC shrank from 9 to 7 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
57
April 2025 — AMBER INFRASTRUCTURE INVESTMENT ADVISOR LLC grew from 7 to 9 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
43
April 2024 — AMBER INFRASTRUCTURE INVESTMENT ADVISOR LLC shrank from 11 to 7 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
58
March 2024 — AMBER INFRASTRUCTURE INVESTMENT ADVISOR LLC now reports custody of client assets ($284.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
63
March 2024 — AMBER INFRASTRUCTURE INVESTMENT ADVISOR LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.