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HEARTWOOD WEALTH ADVISORS, LLC

RICHMOND, VA · CRD 300273 · IAPD ↗ · heartwoodva.com · 804-269-8711

$1.55BRegulatory AUM
10Advisory reps
13Employees
0Clients
101-250Planning clients
0Private funds
9States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

72
March 2026 — HEARTWOOD WEALTH ADVISORS, LLC grew from 8 to 10 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
85
March 2024 — HEARTWOOD WEALTH ADVISORS, LLC crossed $1B in regulatory AUM ($982.8M -> $1.13B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.