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CHICAGO CAPITAL, LLC

CHICAGO, IL · CRD 291624 · IAPD ↗ · 312-429-2333

$4.82BRegulatory AUM
12Advisory reps
18Employees
0Clients
11-25Planning clients
0Private funds
33States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
September 2026 — CHICAGO CAPITAL, LLC notice-filed in MT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
May 2025 — CHICAGO CAPITAL, LLC notice-filed in ID.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
49
March 2025 — CHICAGO CAPITAL, LLC notice-filed in NV, PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
March 2025 — CHICAGO CAPITAL, LLC reports 11-25 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
65
March 2025 — CHICAGO CAPITAL, LLC reported RAUM up 27% ($3.53B -> $4.48B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
March 2025 — CHICAGO CAPITAL, LLC now reports custody of client assets ($2.57B).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
73
March 2025 — CHICAGO CAPITAL, LLC grew from 10 to 13 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
May 2024 — CHICAGO CAPITAL, LLC notice-filed in OR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
71
March 2024 — CHICAGO CAPITAL, LLC reported RAUM up 56% ($2.26B -> $3.53B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
73
March 2024 — CHICAGO CAPITAL, LLC grew from 7 to 10 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
February 2024 — CHICAGO CAPITAL, LLC notice-filed in GA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.