← Tributary

VENTURA WEALTH MANAGEMENT

YARDLEY, PA · CRD 152301 · IAPD ↗ · 866 899-0068

$713.5MRegulatory AUM
9Advisory reps
12Employees
0Clients
26-50Planning clients
0Private funds
14States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2025 — VENTURA WEALTH MANAGEMENT notice-filed in NY, SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2024 — VENTURA WEALTH MANAGEMENT crossed $500M in regulatory AUM ($443.2M -> $518.2M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
53
March 2024 — VENTURA WEALTH MANAGEMENT notice-filed in CT, GA, MA, MD, TN, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.