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ROSE CAPITAL ADVISORS, LLC

MIAMI BEACH, FL · CRD 173054 · IAPD ↗ · 305-534-7673

$608.3MRegulatory AUM
9Advisory reps
14Employees
0Clients
251-500Planning clients
1Private funds
15States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
August 2026 — ROSE CAPITAL ADVISORS, LLC added office(s): 5 -> 6 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
93
August 2026 — ROSE CAPITAL ADVISORS, LLC filed an Item 4A succession naming PREMIA GLOBAL ADVISORS, LLC (CRD 282426) — one firm absorbed the other.
Firm filed an Item 4A succession naming another adviser: a merger or acquisition between the two (the filing does not say which way the money went). Integration projects follow.
Integration & migration consultingCRMCompliancePortfolio / reporting / TAMP
53
April 2026 — ROSE CAPITAL ADVISORS, LLC added office(s): 3 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
April 2026 — ROSE CAPITAL ADVISORS, LLC grew from 7 to 9 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
45
July 2025 — ROSE CAPITAL ADVISORS, LLC notice-filed in CT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
July 2025 — ROSE CAPITAL ADVISORS, LLC added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
61
April 2024 — ROSE CAPITAL ADVISORS, LLC reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
April 2024 — ROSE CAPITAL ADVISORS, LLC crossed $500M in regulatory AUM ($409.6M -> $543.2M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
45
March 2024 — ROSE CAPITAL ADVISORS, LLC notice-filed in VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
February 2024 — ROSE CAPITAL ADVISORS, LLC notice-filed in AZ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.