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SYON CAPITAL LLC

SAN FRANCISCO, CA · CRD 322776 · IAPD ↗ · syoncap.com · 415-520-7966

$4.38BRegulatory AUM
5Advisory reps
17Employees
0Clients
1-10Planning clients
8Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
April 2026 — SYON CAPITAL LLC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
69
April 2026 — SYON CAPITAL LLC reported RAUM up 49% ($2.93B -> $4.38B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
73
April 2026 — SYON CAPITAL LLC grew from 2 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
December 2025 — SYON CAPITAL LLC notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
73
May 2025 — SYON CAPITAL LLC reported RAUM up 66% ($1.77B -> $2.93B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
April 2025 — SYON CAPITAL LLC reported RAUM down 30% ($2.53B -> $1.77B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
55
April 2025 — SYON CAPITAL LLC shrank from 5 to 2 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
47
March 2025 — SYON CAPITAL LLC notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
75
April 2024 — SYON CAPITAL LLC reported RAUM up 78% ($1.42B -> $2.53B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
March 2024 — SYON CAPITAL LLC now reports custody of client assets ($257.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.