← Tributary

BLACK HORSE WEALTH MANAGEMENT

· CRD 308427 · IAPD ↗ · blackhorsewealth.com · 408-316-6364

$165.6MRegulatory AUM
1Advisory reps
1Employees
0Clients
0Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
March 2024 — BLACK HORSE WEALTH MANAGEMENT reported RAUM up 35% ($102.6M -> $138.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
March 2024 — BLACK HORSE WEALTH MANAGEMENT now reports custody of client assets ($8.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.