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LADD CAPITAL MANAGEMENT LLC

NEW HAVEN, CT · CRD 105162 · IAPD ↗ · laddcap.com · 203-562-6624

$176.6MRegulatory AUM
0Advisory reps
0Employees
72Clients
n/aPlanning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
March 2026 — LADD CAPITAL MANAGEMENT LLC shrank from 2 to 0 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
42
March 2024 — LADD CAPITAL MANAGEMENT LLC notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
60
March 2024 — LADD CAPITAL MANAGEMENT LLC reported RAUM up 25% ($116.9M -> $146.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.