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ASPEN WEALTH MANAGEMENT, LLC

FORT WORTH, TX · CRD 159594 · IAPD ↗ · 817-546-6353

$657.8MRegulatory AUM
6Advisory reps
9Employees
20Clients
11-25Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
March 2026 — ASPEN WEALTH MANAGEMENT, LLC reported RAUM up 29% ($509.6M -> $657.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
58
December 2025 — ASPEN WEALTH MANAGEMENT is now doing business as ASPEN WEALTH MANAGEMENT, LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
45
August 2025 — ASPEN WEALTH MANAGEMENT notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
March 2025 — ASPEN WEALTH MANAGEMENT reports 26-50 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
68
March 2025 — ASPEN WEALTH MANAGEMENT now reports custody of client assets ($590,448).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
March 2025 — ASPEN WEALTH MANAGEMENT crossed $500M in regulatory AUM ($368.4M -> $509.6M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
63
March 2024 — ASPEN WEALTH MANAGEMENT reported RAUM up 27% ($290.6M -> $368.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
March 2024 — ASPEN WEALTH MANAGEMENT grew from 4 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.