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ELAN WEALTH MANAGEMENT, L.L.C.

· CRD 144851 · IAPD ↗ · elanwealthmanagement.com · (252) 255-1700

$135.0MRegulatory AUM
3Advisory reps
4Employees
0Clients
1-10Planning clients
0Private funds
4States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
April 2025 — ELAN WEALTH MANAGEMENT, L.L.C. (location n/a) left the SEC roster (was $135.0M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
58
March 2024 — ELAN WEALTH MANAGEMENT, L.L.C. reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
67
March 2024 — ELAN WEALTH MANAGEMENT, L.L.C. grew from 1 to 3 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
50
February 2024 — ELAN WEALTH MANAGEMENT, L.L.C.'s Item 11 disclosure-reporting entries rose by 2 (0 -> 2).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.