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SHEETS SMITH WEALTH MANAGEMENT

WINSTON SALEM, NC · CRD 105710 · IAPD ↗ · sheetssmith.com · 336-765-2020

$1.37BRegulatory AUM
11Advisory reps
15Employees
0Clients
11-25Planning clients
0Private funds
10States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — SHEETS SMITH WEALTH MANAGEMENT added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
47
March 2025 — SHEETS SMITH WEALTH MANAGEMENT notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
72
March 2025 — SHEETS SMITH WEALTH MANAGEMENT grew from 10 to 12 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
85
March 2024 — SHEETS SMITH WEALTH MANAGEMENT crossed $1B in regulatory AUM ($965.1M -> $1.07B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.