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VOYA FINANCIAL ADVISORS, INC.

WINDSOR, CT · CRD 2882 · IAPD ↗ · 1-800-356-2906

$3.87BRegulatory AUM
638Advisory reps
638Employees
120Clients
101-250Planning clients
0Private funds
53States
25Disclosures
wealthSegment
ApprovedSEC status

Filing changes

68
April 2026 — VOYA FINANCIAL ADVISORS, INC. reported RAUM up 41% ($2.74B -> $3.87B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2026 — VOYA FINANCIAL ADVISORS, INC. grew from 563 to 638 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
85
April 2025 — VOYA FINANCIAL ADVISORS, INC. grew from 529 to 563 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
November 2024 — VOYA FINANCIAL ADVISORS, INC.'s Item 11 disclosure-reporting entries rose by 1 (53 -> 54).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
March 2024 — VOYA FINANCIAL ADVISORS, INC.'s Item 11 disclosure-reporting entries rose by 2 (51 -> 53).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
March 2024 — VOYA FINANCIAL ADVISORS, INC. shrank from 605 to 529 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
March 2024 — VOYA FINANCIAL ADVISORS, INC. added office(s): 299 -> 303 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.