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PEAKSHARES LLC

TAMPA, FL · CRD 329193 · IAPD ↗ · peaksharesfunds.com · 877-577-3257

$110.0MRegulatory AUM
3Advisory reps
4Employees
0Clients
n/aPlanning clients
0Private funds
0States
8Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

60
April 2026 — PEAKSHARES LLC reported RAUM up 531% ($17.4M -> $110.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
40
April 2025 — PEAKSHARES LLC's Item 11 disclosure-reporting entries rose by 8 (0 -> 8).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
85
March 2024 — PEAKSHARES LLC (TAMPA, FL) is newly SEC-registered with $0 RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.