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STONEBRIDGE WEALTH SYSTEMS LLC

KEARNEY, NE · CRD 327894 · IAPD ↗ · 308-698-0144

$369.1MRegulatory AUM
10Advisory reps
25Employees
0Clients
1-10Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

64
April 2026 — STONEBRIDGE WEALTH SYSTEMS LLC reported RAUM up 34% ($276.0M -> $369.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
68
April 2025 — STONEBRIDGE WEALTH SYSTEMS LLC now reports custody of client assets ($36.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
71
April 2025 — STONEBRIDGE WEALTH SYSTEMS LLC grew from 6 to 9 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
73
April 2025 — STONEBRIDGE WEALTH SYSTEMS LLC reported RAUM up 171% ($102.0M -> $276.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
March 2024 — STONEBRIDGE WEALTH SYSTEMS LLC added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
58
March 2024 — STONEBRIDGE WEALTH SYSTEMS LLC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
March 2024 — STONEBRIDGE WEALTH SYSTEMS LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.