CORAL REEF ADVISORS LLC

· CRD 328929 · IAPD ↗ · 904-582-5449

$52.7MRegulatory AUM

2Advisory reps

3Employees

0Clients

n/aPlanning clients

0Private funds

3States

0Disclosures

wealthSegment

120-Day ApprovalSEC status

Filing changes

September 2024 — CORAL REEF ADVISORS LLC (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $52.7M RAUM, 2 reps).

Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.

Recruiting & transitionsM&A & valuation

July 2024 — CORAL REEF ADVISORS LLC now reports custody of client assets ($105.3M).

Firm now reports custody of client assets — surprise exams and controls follow.

ComplianceCustodian

March 2024 — CORAL REEF ADVISORS LLC notice-filed in IL.

Notice-filed in new state(s): the firm is taking clients somewhere new.

ComplianceMarketing & brand

March 2024 — CORAL REEF ADVISORS LLC added office(s): 0 -> 1 additional locations.

Count of additional offices increased.

Office IT & facilitiesCRMRecruiting & transitions

February 2024 — CORAL REEF ADVISORS LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.

Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).

CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.