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JEFFERIES INVESTMENT ADVISERS LLC

NEW YORK, NY · CRD 325421 · IAPD ↗ · jefferies.com · 212-284-2300

$5.15BRegulatory AUM
107Advisory reps
119Employees
0Clients
251-500Planning clients
0Private funds
53States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
July 2026 — JEFFERIES INVESTMENT ADVISERS LLC reported RAUM up 51% ($3.42B -> $5.15B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
55
March 2026 — JEFFERIES INVESTMENT ADVISERS LLC added office(s): 7 -> 9 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
77
March 2026 — JEFFERIES INVESTMENT ADVISERS LLC grew from 100 to 107 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
March 2025 — JEFFERIES INVESTMENT ADVISERS LLC shrank from 109 to 100 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
78
March 2025 — JEFFERIES INVESTMENT ADVISERS LLC reports 251-500 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
81
March 2024 — JEFFERIES INVESTMENT ADVISERS LLC grew from 98 to 109 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.