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ARTHUR M. COHEN & ASSOCIATES LLC

NORTHBROOK, IL · CRD 105894 · IAPD ↗ · 847-480-2990

$1.11BRegulatory AUM
2Advisory reps
5Employees
0Clients
1-10Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

85
March 2025 — ARTHUR M. COHEN & ASSOCIATES LLC crossed $1B in regulatory AUM ($853.0M -> $1.02B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
45
March 2024 — ARTHUR M. COHEN & ASSOCIATES LLC notice-filed in DC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.