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EMERSON EQUITY LLC

SAN MATEO, CA · CRD 130032 · IAPD ↗ · emersonequity.com · 650-312-0200

$321.7MRegulatory AUM
84Advisory reps
343Employees
100Clients
1-10Planning clients
0Private funds
34States
3Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2026 — EMERSON EQUITY LLC notice-filed in MD.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
80
April 2026 — EMERSON EQUITY LLC grew from 72 to 84 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
45
March 2026 — EMERSON EQUITY LLC notice-filed in KY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
December 2025 — EMERSON EQUITY LLC notice-filed in NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
73
April 2025 — EMERSON EQUITY LLC reported RAUM up 86% ($176.2M -> $327.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
March 2024 — EMERSON EQUITY LLC notice-filed in MN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.