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UNCOMMON CENTS INVESTING

JANESVILLE, WI · CRD 290105 · IAPD ↗ · uncommoncentsinvesting.com · 608-563-2437

$519.6MRegulatory AUM
3Advisory reps
3Employees
3Clients
1-10Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

68
March 2026 — UNCOMMON CENTS INVESTING now reports custody of client assets ($220.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
March 2026 — UNCOMMON CENTS INVESTING crossed $500M in regulatory AUM ($417.4M -> $519.6M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
45
February 2025 — UNCOMMON CENTS INVESTING notice-filed in IL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
March 2024 — UNCOMMON CENTS INVESTING reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
68
March 2024 — UNCOMMON CENTS INVESTING now reports custody of client assets ($7.3M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
78
March 2024 — UNCOMMON CENTS INVESTING now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.