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PLANNING CAPITAL MANAGEMENT CORP.

PAOLI, PA · CRD 112994 · IAPD ↗ · planningcapital.com · 215-709-5100

$313.3MRegulatory AUM
5Advisory reps
6Employees
10Clients
101-250Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
March 2025 — PLANNING CAPITAL MANAGEMENT CORP. (PAOLI, PA) left the SEC roster (was $313.3M RAUM, 5 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
51
March 2024 — PLANNING CAPITAL MANAGEMENT CORP. notice-filed in CO, NE, SC, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
March 2024 — PLANNING CAPITAL MANAGEMENT CORP. now reports custody of client assets ($34.3M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.