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IVY INVEST CORPORATION

SAN FRANCISCO, CA · CRD 328122 · IAPD ↗ · 8005357096

$12.6MRegulatory AUM
1Advisory reps
4Employees
0Clients
n/aPlanning clients
0Private funds
2States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

30
April 2026 — IVY INVEST CORPORATION filed an Item 4A succession naming BUENA CAPITAL ADVISORS D/B/A IVY INVEST (CRD 328122) — an entity change, not a deal.
Item 4A succession where the acquired firm is the same business (entity change, not a deal).
Integration & migration consultingCompliance
45
April 2026 — BUENA CAPITAL ADVISORS D/B/A IVY INVEST is now doing business as IVY INVEST CORPORATION.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
32
April 2025 — BUENA CAPITAL ADVISORS D/B/A IVY INVEST notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
40
April 2025 — BUENA CAPITAL ADVISORS D/B/A IVY INVEST added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
45
April 2025 — BUENA CAPITAL ADVISORS LLC is now doing business as BUENA CAPITAL ADVISORS D/B/A IVY INVEST.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
60
May 2024 — BUENA CAPITAL ADVISORS LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
85
March 2024 — BUENA CAPITAL ADVISORS LLC (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.