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PIEDMONT WEALTH MANAGEMENT

CULPEPER, VA · CRD 155899 · IAPD ↗ · piedmontwm.com · 540-317-5372

$128.4MRegulatory AUM
2Advisory reps
2Employees
5Clients
26-50Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
March 2026 — PIEDMONT WEALTH MANAGEMENT (CULPEPER, VA) left the SEC roster (was $128.4M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
42
February 2025 — PIEDMONT WEALTH MANAGEMENT notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
60
February 2025 — PIEDMONT WEALTH MANAGEMENT reported RAUM up 25% ($102.4M -> $128.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
95
March 2024 — PIEDMONT WEALTH MANAGEMENT (CULPEPER, VA) is newly SEC-registered with $102.4M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.