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ROLEK RETIREMENT PLANNING

BERWYN, PA · CRD 285351 · IAPD ↗ · (267) 427-5667

$239.2MRegulatory AUM
1Advisory reps
1Employees
0Clients
51-100Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
March 2026 — ROLEK RETIREMENT PLANNING reported RAUM up 44% ($165.6M -> $239.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
61
February 2025 — ROLEK RETIREMENT PLANNING reported RAUM up 30% ($127.0M -> $165.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
February 2025 — ROLEK RETIREMENT PLANNING now reports custody of client assets ($51.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
50
June 2024 — ROLEK RETIREMENT PLANNING added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
42
May 2024 — ROLEK RETIREMENT PLANNING notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
March 2024 — ROLEK RETIREMENT PLANNING (BERWYN, PA) is newly SEC-registered with $108.1M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.