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LSB WEALTH MANAGEMENT

ANKENY, IA · CRD 310466 · IAPD ↗ · mylsbcapital.com · 515-327-9922

$228.8MRegulatory AUM
11Advisory reps
11Employees
0Clients
11-25Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
April 2026 — LSB WEALTH MANAGEMENT notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
April 2026 — LSB WEALTH MANAGEMENT added office(s): 5 -> 6 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
61
April 2026 — LSB WEALTH MANAGEMENT reported RAUM up 32% ($173.0M -> $228.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
45
April 2025 — LSB WEALTH MANAGEMENT reported RAUM down 25% ($231.8M -> $173.0M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
68
April 2025 — LSB WEALTH MANAGEMENT grew from 7 to 10 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
50
March 2024 — LSB WEALTH MANAGEMENT shrank from 11 to 7 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
65
March 2024 — LSB WEALTH MANAGEMENT now reports custody of client assets ($62.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.