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HOLBROOK HOLDINGS, INC.

ATLANTA, GA · CRD 283258 · IAPD ↗ · holbrookholdings.com · 678-400-3980

$3.78BRegulatory AUM
3Advisory reps
14Employees
0Clients
n/aPlanning clients
0Private funds
5States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

62
March 2026 — HOLBROOK HOLDINGS, INC. reported RAUM up 64% ($2.30B -> $3.78B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
37
March 2025 — HOLBROOK HOLDINGS, INC. notice-filed in TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
March 2025 — HOLBROOK HOLDINGS, INC. added office(s): 3 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
59
March 2025 — HOLBROOK HOLDINGS, INC. reported RAUM up 49% ($1.55B -> $2.30B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
37
March 2024 — HOLBROOK HOLDINGS, INC. notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
March 2024 — HOLBROOK HOLDINGS, INC. added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
75
March 2024 — HOLBROOK HOLDINGS, INC. crossed $1B in regulatory AUM ($954.7M -> $1.55B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.