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BARRETT & COMPANY

PROVIDENCE, RI · CRD 1175 · IAPD ↗ · barrettandcompany.com · 401-351-1000

$529.7MRegulatory AUM
4Advisory reps
7Employees
0Clients
51-100Planning clients
0Private funds
14States
5Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
April 2026 — BARRETT & COMPANY crossed $500M in regulatory AUM ($453.5M -> $529.7M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
53
April 2025 — BARRETT & COMPANY's Item 11 disclosure-reporting entries rose by 1 (4 -> 5).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
53
January 2025 — BARRETT & COMPANY's Item 11 disclosure-reporting entries rose by 1 (3 -> 4).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
45
March 2024 — BARRETT & COMPANY notice-filed in WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
March 2024 — BARRETT & COMPANY reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.