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EAGLE POINT DEFENSIVE INCOME MANAGEMENT LLC

GREENWICH, CT · CRD 328508 · IAPD ↗ · 203-340-8500

$183.5MRegulatory AUM
12Advisory reps
68Employees
0Clients
n/aPlanning clients
0Private funds
1States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

52
April 2026 — EAGLE POINT DEFENSIVE INCOME MANAGEMENT LLC reported RAUM up 35% ($135.8M -> $183.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
40
April 2025 — EAGLE POINT DEFENSIVE INCOME MANAGEMENT LLC shrank from 20 to 13 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
85
March 2024 — EAGLE POINT DEFENSIVE INCOME MANAGEMENT LLC (GREENWICH, CT) is newly SEC-registered with $0 RAUM and 20 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.