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ALKEN ASSET MANAGEMENT LTD

LONDON, United Kingdom · CRD 329119 · IAPD ↗ · alken-am.com · +44-207-44-016-00

$3.80BRegulatory AUM
10Advisory reps
21Employees
1Clients
n/aPlanning clients
0Private funds
0States
0Disclosures
foreignSegment
ApprovedSEC status

Filing changes

43
July 2026 — ALKEN ASSET MANAGEMENT LTD reported RAUM up 69% ($2.25B -> $3.80B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
25
July 2025 — ALKEN ASSET MANAGEMENT LTD shrank from 12 to 9 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
70
March 2024 — ALKEN ASSET MANAGEMENT LTD (LONDON, United Kingdom) is newly SEC-registered with $1.74B RAUM and 14 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.