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HARBOR ASSET PLANNING, INC.

· CRD 144944 · IAPD ↗ · harborassetplanning.com · 617-489-0324

$187.3MRegulatory AUM
1Advisory reps
3Employees
99Clients
51-100Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
February 2026 — HARBOR ASSET PLANNING, INC. notice-filed in GA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
60
February 2025 — HARBOR ASSET PLANNING, INC. reported RAUM up 27% ($125.6M -> $159.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
95
March 2024 — HARBOR ASSET PLANNING, INC. (location n/a) is newly SEC-registered with $125.6M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.