← Tributary

HARON CAPITAL MANAGEMENT, LLC

COCOA BEACH, FL · CRD 298059 · IAPD ↗ · 646-965-6700

$42.2MRegulatory AUM
2Advisory reps
2Employees
0Clients
0Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
August 2024 — HARON CAPITAL MANAGEMENT, LLC (COCOA BEACH, FL) left the SEC roster (was $42.2M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
42
March 2024 — HARON CAPITAL MANAGEMENT, LLC notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
March 2024 — HARON CAPITAL MANAGEMENT, LLC moved its main office from NEW YORK, NY to COCOA BEACH, FL.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
60
March 2024 — HARON CAPITAL MANAGEMENT, LLC reported RAUM up 27% ($33.1M -> $42.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.