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NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

MILWAUKEE, WI · CRD 2881 · IAPD ↗ · 866-950-4644

$0Regulatory AUM
15Advisory reps
2294Employees
1Clients
0Planning clients
0Private funds
50States
17Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

40
December 2025 — NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC's Item 11 disclosure-reporting entries rose by 1 (16 -> 17).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
70
May 2025 — NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC grew from 0 to 15 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
40
March 2024 — NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC's Item 11 disclosure-reporting entries rose by 3 (18 -> 21).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.