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RBC SECURITIES, INC.

LOS ANGELES, CA · CRD 103705 · IAPD ↗ · cnb.com · 310-888-6400

$1.52BRegulatory AUM
124Advisory reps
186Employees
0Clients
101-250Planning clients
0Private funds
31States
38Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
February 2026 — RBC SECURITIES, INC. added office(s): 18 -> 24 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
60
February 2026 — CITY NATIONAL SECURITIES, INC. is now doing business as RBC SECURITIES, INC..
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
85
February 2026 — RBC SECURITIES, INC. grew from 37 to 124 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
49
April 2025 — CITY NATIONAL SECURITIES, INC. notice-filed in AK, AR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
March 2025 — CITY NATIONAL SECURITIES, INC. notice-filed in ID, IL, IN, KS, MN, OK, PA, UT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
30
February 2025 — CITY NATIONAL SECURITIES, INC. changed its website from cnb.com to cnr.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
53
February 2025 — CITY NATIONAL SECURITIES, INC. notice-filed in MD, NJ, OR, TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
February 2025 — CITY NATIONAL SECURITIES, INC. shrank from 47 to 37 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
49
December 2024 — CITY NATIONAL SECURITIES, INC. notice-filed in DE, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
March 2024 — CITY NATIONAL SECURITIES, INC.'s Item 11 disclosure-reporting entries rose by 1 (37 -> 38).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
47
February 2024 — CITY NATIONAL SECURITIES, INC. notice-filed in GA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
February 2024 — CITY NATIONAL SECURITIES, INC.'s Item 11 disclosure-reporting entries rose by 2 (35 -> 37).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
66
February 2024 — CITY NATIONAL SECURITIES, INC. reports More than 500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.