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FOUR POINTS ADVISORS, LLC

NEW YORK, NY · CRD 171720 · IAPD ↗ · 4pointsadvisors.com · 646-300-6129

$40.0MRegulatory AUM
11Advisory reps
12Employees
0Clients
0Planning clients
0Private funds
7States
6Disclosures
wealthSegment
ApprovedSEC status

Filing changes

69
April 2026 — FOUR POINTS ADVISORS, LLC grew from 7 to 11 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
42
March 2025 — FOUR POINTS ADVISORS, LLC notice-filed in NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
67
March 2025 — FOUR POINTS ADVISORS, LLC grew from 5 to 7 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
50
October 2024 — FOUR POINTS ADVISORS, LLC's Item 11 disclosure-reporting entries rose by 1 (5 -> 6).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
42
March 2024 — FOUR POINTS ADVISORS, LLC notice-filed in PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
67
March 2024 — FOUR POINTS ADVISORS, LLC grew from 3 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.