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GILPIN WEALTH MANAGEMENT LLC

GOLDEN, CO · CRD 311336 · IAPD ↗ · gilpinwealth.com · 720-893-2800

$227.2MRegulatory AUM
4Advisory reps
4Employees
0Clients
1-10Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
April 2026 — GILPIN WEALTH MANAGEMENT LLC notice-filed in NV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
April 2026 — GILPIN WEALTH MANAGEMENT LLC moved its main office from DENVER, CO to GOLDEN, CO.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
50
March 2024 — GILPIN WEALTH MANAGEMENT LLC added office(s): 0 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
65
March 2024 — GILPIN WEALTH MANAGEMENT LLC now reports custody of client assets ($884,092).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
67
March 2024 — GILPIN WEALTH MANAGEMENT LLC grew from 2 to 4 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
69
March 2024 — GILPIN WEALTH MANAGEMENT LLC reported RAUM up 71% ($100.3M -> $171.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.