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PROVIDENCE WEALTH MANAGEMENT LLC

KNOXVILLE, TN · CRD 144902 · IAPD ↗ · 865-691-6699

$151.8MRegulatory AUM
3Advisory reps
8Employees
1Clients
1-10Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

58
March 2026 — PROVIDENCE WEALTH MANAGEMENT LLC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
42
March 2024 — PROVIDENCE WEALTH MANAGEMENT LLC notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.