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JENNINGS & ASSOCIATES FINANCIAL ADVISORS, LLC

PADUCAH, KY · CRD 312706 · IAPD ↗ · (270) 448-1010

$240.1MRegulatory AUM
5Advisory reps
8Employees
0Clients
1-10Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

58
April 2025 — JENNINGS & ASSOCIATES FINANCIAL ADVISORS, LLC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
44
March 2024 — JENNINGS & ASSOCIATES FINANCIAL ADVISORS, LLC notice-filed in LA, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
February 2024 — JENNINGS & ASSOCIATES FINANCIAL ADVISORS, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.