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BRIGHTON SECURITIES CORP.

ROCHESTER, NY · CRD 3875 · IAPD ↗ · brightonsecurities.com · 585-473-3590

$931.0MRegulatory AUM
21Advisory reps
26Employees
0Clients
1-10Planning clients
0Private funds
28States
11Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
May 2026 — BRIGHTON SECURITIES CORP. notice-filed in DE, VT, WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
51
April 2026 — BRIGHTON SECURITIES CORP. notice-filed in DC, LA, ME, NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2026 — BRIGHTON SECURITIES CORP. shrank from 27 to 21 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
53
April 2025 — BRIGHTON SECURITIES CORP.'s Item 11 disclosure-reporting entries rose by 8 (3 -> 11).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
70
April 2025 — BRIGHTON SECURITIES CORP. reported RAUM up 61% ($611.9M -> $986.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
47
March 2024 — BRIGHTON SECURITIES CORP. notice-filed in DC, RI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.