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GATEPASS CAPITAL, LLC

INDEPENDENCE, OH · CRD 329404 · IAPD ↗ · 833-428-3727

$299.1MRegulatory AUM
5Advisory reps
8Employees
0Clients
51-100Planning clients
3Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

51
December 2025 — GATEPASS CAPITAL, LLC notice-filed in FL, MI, NY, SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
67
December 2025 — GATEPASS CAPITAL, LLC reported RAUM up 50% ($174.6M -> $261.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
73
December 2025 — GATEPASS CAPITAL, LLC now reports 2 private fund(s) ($2.1M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
64
April 2025 — GATEPASS CAPITAL, LLC reports 51-100 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
68
April 2025 — GATEPASS CAPITAL, LLC reported RAUM up 69% ($103.2M -> $174.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
September 2024 — GATEPASS CAPITAL, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
58
June 2024 — GATEPASS CAPITAL, LLC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
65
June 2024 — GATEPASS CAPITAL, LLC now reports custody of client assets ($44.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
67
June 2024 — GATEPASS CAPITAL, LLC grew from 1 to 3 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
95
March 2024 — GATEPASS CAPITAL, LLC (INDEPENDENCE, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.